Investment Planning India Chapter 1

“—– regulates the banking system and money market in India.

RBI is responsible for which of the following:

“—performs merchant banking function for the central and the state governments

“—– was established to protect the interests of investors in securities and to promote the development of and to regulate the securities market and for matters connected therewith or incidental thereto.

Which of the following does not comes under regulation of SEBI?

—-markets refers to trading in short term debt instruments which have varying maturity periods up to 365 days.

“—- is a short term debt instrument issued by RBI on behalf of central Government.

Treasury bill can be issued with maximum maturity of —

“—- are the short term instruments issued by banks generally to meet their liquidity and lending requirements.

—- are the short term debt instrument issued by large financial institutions corporates and primary dealers to meet the short term requirement of funds.

—– is the rate at which banks borrow money from the RBI and the —–is the rate at which banks lend money to the RBI.

In —- market securities are directly purchased from the entity that has created them and the funds directly go to that entity in the form of capital or borrowing.

—- markets provide liquidity and marketability to existing securities.

Which of the following are involved in the issue of securities in primary market

Which of the following are involved in secondary market?

—–is an insurance to protect the issuer from under subscription.

—–design and finalise the offer document prospectus advertising and fulfil all formalities required by the regulator registrar of companies stock exchanges etc.

—- specialise in processing the bids of investors in the IPO as per the guidelines and regulations of SEBI process applications collect funds from investors whose bids are accepted and shares have been allotted and make refunds to the bank accounts of the investors who are not allotted any shares or made partial allotment.

—- provide platform for trading in securities.

—-is responsible for post-trade activities such as risk management and clearing and settlement of trades executed on a stock exchange

—-holds securities in dematerialized form for the investors in their beneficiary accounts.

SEBI is responsible for prohibiting fraudulent and unfair trade practices relating to securities markets and insider trading in securities.

—–is regarded by experts as a key indicator a nation’s economy.