CHAPTER NISM VA 5

The legal documents that provide the information that the investor requires are:

—- Which has details of the particular scheme

—- Which has statutory information about the mutual fund or AMC, that is offering the scheme.

SID and SAI documents are prepared in the format prescribed by—

To enable investors to take informed decision regarding their investments, a pictorial representation of the risk to the principal invested in a mutual fund product is depicted using a—

What are the factors considered in scheme suitability?

Which of the following are included in statement information document?

Fundamental attributes include:

Which of the following are included in SAI?

—- Contains the key points of these documents that are essential for the investor to know to make a decision on the suitability of the investment for their needs

Which of the following are included in KIM?

While the SID, SAI and KIM need to be updated periodically, the interim changes are updated through the issuance of—

KIM is to be updated at least —- a year.

Current value of investments =

Each scheme’s NAV is required to be disclosed at the end of each business day.

In case of closed ended schemes, the NAV is calculated at least twice a week

—- Contains the basic information of each scheme such as the inception date, corpus size (AUM), current NAV, benchmark and a pictorial depiction of the fund’s style of managing the fund. Not regulatory required.

“Please read the scheme related documents carefully” – which documents does this line refer to?

Which of the following statements is ‘TRUE’ with respect to the Scheme Information Document (SID) and Statement of Additional Information (SAI)?

As per the SEBI guidelines, how often should the mutual fund scheme’s portfolio be published?

Which among the following is not a statutory document?