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If a scheme is launched in the first 6 months of the financial year, then the first update of the SID is due
KIM is to be updated at least
Regular updation of SAI
After first updating of SID it has to be updated
What should be the equity % in balance hybrid fund?
The interim changes in schemes are updated through the issuance of?
Set of guidelines and code of conduct for intermediaries by AMFI is known as
Dates of NFO are mentioned in which part of document.
The re-purchase price is the applicable…
While calculating investor returns for a period, what is true regarding loads?
If mutual fund doesn’t give returns after studying the risk factor investor can go to
If 10000 rs. Become 10750 after a year in FMP, what will be the capital gain?
In international funds returns are impacted by
What is true about risk?
In which type of allocation original % of asset allocation is achieved after rebalancing
Investors tend to extrapolate the event into the future and expect a repeat it’s an example of
In order to ascertain the risk appetite, what must be evaluated?
FOFS usually invest in other
The selection of the benchmark for performance comparison will least likely to be done on the basis of
What is STT on transaction of debt mutual fund?
An investor submits an application on Monday to buy units of an equity mutual fund scheme for rs. 3,00,000 and fund gets realized on Wednesday by 2 pm. Which day nave will be applicable?
An investor makes an application to purchase units of a liquid fund if application is made on Monday and fund gets realized by 1 p.m. on Monday, which day NAV will be applicable
What is time stamped while purchasing the mutual fund units?
What is switch transaction in mutual fund?
What is true about pan exemption mutual fund scheme?
What is true about a de-mat account?
Can in a joint holder account an investor invest money with single ownership?
If sip started at 17 years of age how long it will run
What is true regarding an arbitrage fund?
Where an investor can complaint to in case of any grievance?
What is true regarding central KYC?
What is true regarding pledging of mutual fund units?
If there is a proved second violation by the intermediary, the registration of such intermediary will be
If there is unclaimed amount with AMC what is true in regard?
Which document carries risk information in?
Which document provide synopsis or key points about a mutual fund scheme?
What is not required in KYC of a non-individual?
Fatca is required for:
What is the key role of sponsor in a mutual fund?
A portfolio manager who is managing more than 6 schemes then the AMC may disclose the total number of schemes
What is true in regard of transparency in mutual fund?
Which is equal to dividend payout?
In ELSS sip the money is locked for
Equity will be lowest in?
An e- consolidated account statement (CAS) is sent by post/email?
Where there are no transactions in a folio during any six-month period, a CAS will be sent
When segregated portfolio nave are disclosed
What is important in financial goal
In what p.c. equity must be in large & mid cap fund?
What is true in regard of nominee as minor?
SEBI has mandated mutual funds/AMCs to disclose on their respective websites the total commission and expenses paid to distributors
A mechanism which reduces the credit risk associated with the debt and ensure timely payment to the investors
Which debt fund has the highest credit risk?
Investing in liquid schemes, index fund scheme and exchange traded funds total expense ratio of the scheme shall not exceed____
Investing a minimum of sixty-five per cent of assets in equity under management the total expense ratio of the scheme in such equity-oriented scheme(s) shall not exceed
—- regulates the pension market.
ELSS should hold at least — of the portfolio in equity securities.
Disclosure of the valuation policy and procedures approved by the board of the asset management company shall be made in—
In which of the following options increase in number of units on account of dividend declared:
Fixed maturity plans are—-
—- is an active asset allocation strategy.
—– Scheme follows a value strategy, identify stocks of good quality companies whose real worth has not been realized yet.
Which of the following are systematic risk?
Which among the following is not a statutory document?
NFOs other than ELSS can remain open for a maximum of—– days
For the KYC process which of the following documents are required:
Which is the most appropriate measure of evaluating how closely an index fund is tracking its benchmark?
—- facilitate this centralized KYC process.
— To invest a fixed sum of money at regular intervals over a period of time in a mutual fund scheme. It enables investors to build a corpus over time even with small sums invested.
Which of the following are advantage of online mode of distribution?
Which of the following is most volatile and prone to price fluctuations on a daily basis?
Whose job is it to track the various corporate actions like bonus, dividend, or rights issues in companies where the mutual fund scheme has invested?
—- all dividends/interest payments that are generated from the basket of components that make up the index in addition to the capital gains.
—- Which has statutory information about the mutual fund or AMC that is offering the scheme?
Mr. Goyal is a retire person and wants monthly rs. 25000 to meet his livelihood expense. Where he should invest the retirement corpus to meet the need?
——-is a facility where the investment application in a new fund offer (NFO) is accompanied by an authorization to the bank to block the amount of the application money in the investor’s bank account
____which is a big part of this unit, maintains investor records as well as allots or redeems units, processes purchase/redemption/switch requests, dividends, etc. It also generates the account statement that an investor receives
The process of valuing each security in the investment portfolio of the scheme at its current market value is called—-
——- is the primary regulator of mutual funds in India.
Which of the following has minimum interest rate risk?
The reduced nave, after a dividend pay-out is called——. After a dividend is announced, and until it is paid out, it is referred to as —-.
As per the SEBI guidelines, how often should the mutual fund scheme’s portfolio be published?
For an investor to get a quick sense of the level of risk involved in a mutual fund scheme, SEBI suggested a simplified framework known as ______.
What are the requirement of a credible benchmark?
_______ arises due to change in the credit rating.
Pre-requisites to become distributor of a mutual fund
Long-term is defined as holding period of more than — years in case of debt mutual funds, whereas the same more than — year in case of equity-oriented funds.
SEBI has mandated mutual fund distributors, agents or any persons employed or to be employed in the sale and/or distribution of mutual fund products, to have a valid certification from the national institute of securities markets (NISM) by passing:
Can a power of attorney holder make a nomination?
Which amongst the following is a measure of risk-adjusted returns of mutual fund scheme?
Mr. M has invested a lump sum of rs 100000 in bond portfolio but now due to change in economic conditions interest rate decreases what effect will it have on bond portfolio?
Entities against which complaints are handled by SEBI include:
—- invests in funds of same fund house or various fund houses.
As the economy recovers, and investors start investing in the market, at this stage, the——funds offer attractive investment opportunities.
What will be the Sharpe ratio if return of portfolio are 15% and risk free are 7%? Standard deviation is 18%.
What will be the Treynor Ratio if return of portfolio are 15% and risk free are 7%? Standard deviation is 18% and beta is 1.2
—- are issued by banks (for 7 days to 1 year) or financial institutions (for 1 to 3 years).
Mutual fund distributor needs to analyze the client goals and risk appetite, while advising a product.
Mr. W is a NRI, and want to invest in debt oriented mutual fund scheme in India, he wants to know the tax treatment of the long-term capital gain applicable.
Trail commission depends on the—-
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