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Which of the following market intermediaries come under regulation of SEBI?
An intermediary is required to provide to SEBI every — a certificate of compliance with all prescribed obligations and responsibilities under the SEBI regulations, 2008.
The investment advice as per SEBI (Investment Advisers) Regulation, 2013 is considered as advice towards all types of dealing in the securities or investment products, dispensed to a client either orally or in written form.
Which of the following are the obligations and responsibilities of Registered Investment Adviser?